Showing posts with label ALLEGED COOKING THE BOOKS. Show all posts
Showing posts with label ALLEGED COOKING THE BOOKS. Show all posts
Sunday, September 9, 2012

SEC CHARGES CHINA BASED COMPANY WITH "COOKING THE BOOKS" TO INCREASE REVENUES

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FROM: U.S. SECURITIES AND EXCHANGE DEPARTMENT The Securities and Exchange Commission today charged a China-based company and its chi...
Tuesday, March 20, 2012

FORMER STARMEDIA EXECUTIVE AGREES TO SETTLEMENT IN SEC LITIGATION

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The following excerpt is from the U.S. Securities and Exchange Commission website: March 13, 2012 The U.S. Securities and Exchange Com...
Saturday, March 17, 2012

INVESTMENT ADVISER CHARGED BY SEC WITH GIVING INVESTORS BOGUS AUDIT REPORT

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The following excerpt is from the SEC website: Washington, D.C., March 15, 2012 – The Securities and Exchange Commission today charged...
Friday, March 16, 2012

SEC FILES CIVIL INJUNCTIVE ACTION AGAINST THORNBURG MANAGEMENT SENIOR MANAGEMENT

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The following excerpt is from the SEC website: March 13, 2012 SEC Files Civil Injunctive Action Against Senior Management of Thornburg...
Friday, February 24, 2012

SEC GOES TO COURT TO HELP INVESTORS IN BISYS GROUP INC., REPORTING CASE

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The following excerpt is from the SEC website: February 22, 2012 SEC v. The BISYS Group, Inc. 07 Civ. 4010 (RJS) (S.D.N.Y.) SEC SEEKS CO...
Sunday, February 5, 2012

FINAL JUDGEMENT ENTERED AGAINST FORMER CEO OF BROOKS AUTOMATION, INC.

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The following excerpt is from the SEC website: "The Commission announced that on February 1, 2012, the U.S. District Court for the D...
Tuesday, January 31, 2012

FORMER GATEWAY, INC. CEO SETTLES FRAUD SEC CHARGES

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The following excerpt is from the SEC website: On January 25, 2012, final judgments were entered against Jeffrey Weitzen, former CEO of ...