WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label ALLEGED DECEPTION OF CUSTOMERS. Show all posts
Showing posts with label ALLEGED DECEPTION OF CUSTOMERS. Show all posts
Friday, August 8, 2014

SEC CHARGES FORMER BROKER-DEALER CEO WITH DECEIVING CUSTOMERS WITH HIDDEN TRANSACTION FEES

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FROM:  SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today charged the former chief executive officer of a...
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