WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label ALLEGED NAKED SHORT SALES. Show all posts
Showing posts with label ALLEGED NAKED SHORT SALES. Show all posts
Thursday, April 19, 2012

MORE TROUBLE AT optionsXpress

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FROM:  SEC  Washington, D.C., April 19, 2012 – The Securities and Exchange Commission today charged a Chicago-based securities dealer affil...
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