WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label ALLEGED STOCK LENDING SCHEME. Show all posts
Showing posts with label ALLEGED STOCK LENDING SCHEME. Show all posts
Sunday, March 18, 2012

SEC CHARGES FIRM WITH FRAUD IN STOCK LENDING SCHEME

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The following excerpt is from the SEC website: March 16, 2012 SEC Charges Senior Executives at California-Based Firm in Stock Lending ...
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