WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label ALLEGED VIOLATIONS OF REGISTRATIONS PROVISIONS OF SECTIONS 5a AND 5b. Show all posts
Showing posts with label ALLEGED VIOLATIONS OF REGISTRATIONS PROVISIONS OF SECTIONS 5a AND 5b. Show all posts
Friday, April 27, 2012

SEC OBTAINS $4.8 MILLION JUDGMENT AGAINST MARCO GLISSON, WHO WAS CHARGED WITH MAKING A MARKET IN DEREGISTERED SECURITIES OF CMKM DIAMONDS, INC.

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FROM:  SECURITIES AND EXCHANGE COMMISSION April 23, 2012 The Securities and Exchange Commission ("Commission") announced that a ...
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