WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label ATTORNEY. Show all posts

Showing posts with label ATTORNEY. Show all posts

Thursday, July 23, 2015

SEC CHARGES ATTORNEY WITH INSIDER TRADING IN ADVANCE OF MERGER ANNOUNCEMENT

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION 07/16/2015 02:10 PM EDT The Securities and Exchange Commission charged a Pennsylvania a...

Friday, March 13, 2015

SEC ANNOUNCES DEFAULT JUDGEMENT AGAINST LAWYER FOR FORGING ATTORNEY OPINION LETTERS

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23217 / March 11, 2015 Securities and Exchange Commission v. Guy...

Monday, December 22, 2014

SEC CHARGED ATTORNEY WITH CONDUCTING A PONZI SCHEME WORTH ABOUT $5 MILLION

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission charged a Manhattan-based attorney with conduct...

Tuesday, May 6, 2014

LAWYER CHARGED BY SEC WITH HAVING ROLE IN PRIME BANK SCHEME

FROM: SECURITIES AND EXCHANGE COMMISSION SEC Charges Florida Lawyer in Connection with Multi-Million Dollar Prime Bank Scheme The Sec...

Tuesday, September 10, 2013

SEC CHARGES ATTORNEY AND OTHERS WITH RUNNING PRIME BANK INVESTMENT SCHEME

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission announced charges and an emergency asset freeze aga...

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