WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label BEST EXECUTION. Show all posts
Showing posts with label BEST EXECUTION. Show all posts
Monday, October 7, 2013

FIRMS AND OWNER AGREE TO PAY OVER $1 MILLION TO SETTLE SEC CHARGES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today sanctioned an Omaha, Neb.-based investment ad...
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