Showing posts with label BUSINESS. Show all posts
Showing posts with label BUSINESS. Show all posts
Sunday, December 12, 2010

SEC PROPOSES CRACKDOWN ON NAKED ACCESS TO EXCHANGES

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The following information was recently released on the SEC government web site. It is in regards to brokers allowing certain customers dire...
Monday, July 26, 2010

THE SEC STOPS FRAUD IN BEVERLY HILLS

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The following article was released by the SEC on January 11, 2010. It is in regards to a fraud scheme in Beverly Hills which targeted the I...
Sunday, May 16, 2010

TWO SHORT SELLERS FOUND TO HAVE VIOLATED THE RULES

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The SEC has caught two more individuals that were illegally shorting stocks. This is the first enforcement actions brought under rule 105. ...
Monday, May 10, 2010

BROKERS ACCUSED OF HELPING TO SELL PENNY STOCKS UNLAWFULLY

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The sale of penny stocks are often looked upon as controversial way to raise capital. Many investors will not purchase stocks that sell for...
Sunday, April 25, 2010

CEO CHARGED WITH STEALING

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It is sad that we have so many businessmen that are just pure thieves. This makes us all look bad and undermines our cherrished free enterp...
Sunday, April 11, 2010

FLASH ORDERS: THE WAY INVESTORS WERE BEAT

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The Securities and Exchange Commission voted unanimously to ban flash orders. According to the SEC filing "A flash allows a person wh...
Sunday, March 28, 2010

SEC CONTINUES TO INVESTIGATE FRAUD

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The following information was presented on the SEC website. The information is regarding a case of securities fraud. The SEC is bringing c...
Sunday, March 21, 2010

EXECUTIVES CHARGED WITH ENRICHING CEO WITH PERKS

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The following excerpt of information was gathered from the SEC webpage. It shows how easily executives can drain a company of money leaving...
Sunday, February 28, 2010

CALIFORNIA TELECOM CO. CHARGED WITH BRIBERY

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On Dec. 31, 2009, the SEC charged UTStarcom, with corrupton charges. The following was found on the SEC Governmental page. It seems that UT...
Saturday, February 28, 2009

SEC GETS TOUGH ON WALL STREET FRAUDSTERS

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Following is the speech by the new Securities and Exchange Commission Chairman, Mary Schapiro. She wants to get tough on Wall Street. She wi...