WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label CALL OPTIONS. Show all posts
Showing posts with label CALL OPTIONS. Show all posts
Friday, April 11, 2014

TWO WILL PAY $5 MILLION TO RESOLVE ALLEGATIONS OF SUSPICIOUS TRADING IN CALL OPTIONS OF H.J. HEINZ COMPANY

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FROM:  SECURITIES AND EXCHANGE COMMISSION  Two Previously Unknown Insider Traders in Heinz Ordered to Pay Nearly $5 Million The Securitie...
Sunday, October 13, 2013

FUND EMPLOYEE INDICTED FOR INSIDE TRADING IN MARVEL STOCK PRIOR TO DISNEY ACQUISITION

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Former Investment Fund Employee Criminally Indicted On Federal Charges for Insider Trading...
Sunday, September 8, 2013

SEC REACHES SETTLEMENT WITH TRADER REGARDING INSIDE TRADING IN SMITHFIELD FOODS OPTIONS

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FROM:  SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today announced that a Bangkok-based trader whose U.S. br...
Wednesday, July 10, 2013

TRADER ASSETS FROZEN FOR ALLEGEDLY TRADING IN ADVANCE OF ONYX PHAMACEUTICAL, INC., ANNOUNCEMENT

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION    Washington, D.C., July 3, 2013 — The Securities and Exchange Commission today obta...
Thursday, August 18, 2011

SEC ALLEGES GIRLFRIEND’S INFO NETS CALIFORNIA MAN 3000 PROFIT IN DISNEY-MARVEL DEAL

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The following excerpt is from the SEC website: Washington, D.C., Aug. 11, 2011 — The Securities and Exchange Commission today...
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