WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label CHERRY-PICKING SCHEME. Show all posts
Showing posts with label CHERRY-PICKING SCHEME. Show all posts
Friday, September 6, 2013

SEC ALLEGES INVESTMENT ADVISORY FIRM AND ITS PRESIDENT PLAYED FAVORITES WITH CLIENTS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today announced charges against a San Diego-based in...
Saturday, May 18, 2013

SEC CHARGES FATHER AND SON IN CHERRY-PICKING SCHEME

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FROM: U.S. SECURITES AND EXCHANGE COMMISSION Washington, D.C., May 16, 2013 — The Securities and Exchange Commission today charged ...
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