WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label CLOSE-OUT REQUIREMENTS. Show all posts
Showing posts with label CLOSE-OUT REQUIREMENTS. Show all posts
Tuesday, August 20, 2013

SEC ISSUED RISK ALERT TO DETECT OPTIONS TRADES THAT CIRCUMVENT SHORT-SALE RULE

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Washington D.C., Aug. 9, 2013 —  The Securities and Exchange Commission issued a Risk Ale...
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