WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label CLOSED END FUNDS. Show all posts
Showing posts with label CLOSED END FUNDS. Show all posts
Friday, November 25, 2011

ICI 2011 CLOSED-END FUND CONFERENCE REMARKS BY EILEEN ROMINGER

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The following excerpt is from the SEC website: Eileen Rominger Director, Division of Investment Management November 17, 2011 “Good a...
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