Showing posts with label COMMODITY EXCHANGE ACT. Show all posts
Showing posts with label COMMODITY EXCHANGE ACT. Show all posts
Friday, September 25, 2015

CFTC ORDERS CARGILL DE MEXICO TO PAY $500,000 FOR ROLE IN WASH SALES SCHEME

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FROM:  COMMODITY FUTURES TRADING  CFTC Orders Cargill de México SA De CV to Pay $500,000 for Unlawfully Executing Wash Sales on the CBOT ...
Friday, September 11, 2015

CFTC ANNOUNCES COMMODITY POOL FRAUDSTER SENT TO PRISON FOR 17 YEARS

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FROM:  U.S. JUSTICE DEPARTMENT  September 9, 2015 Commodity Pool Operator Sentenced to 17 Years’ Incarceration for Fraud Washington, ...
Monday, August 10, 2015

NY RESIDENT AND COMPANY CHARGED BY CFTC WITH MAKING FALSE STATEMENTS TO NFA

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FROM:  U.S. COMMODITIES FUTURES TRADING COMMISSION  CFTC Charges New York Resident Gary Creagh and his Company, Wall Street Pirate Manage...
Sunday, May 17, 2015

CFTC CHARGES NEVADA-BASED COMPANY WITH MAKING ILLEGAL OFF-EXCHANGE PRECIOUS METALS TRANSACTIONS

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  April 27, 2015 CFTC Charges Nevada-Based My Global Leverage, LLC and Toney Blondo Egg...
Saturday, May 16, 2015

CFTC CHARGES TELEPHONE SOLICITOR WITH ENGAGING IN ILLEGAL, OFF-EXCHANGE PRECIOUS METALS TRANSACTIONS

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FROM:  U.S. COMMODITY FUTURES  April 21, 2015 CFTC Charges Florida-Based Sentry Asset Group, LLC and its Owner, John Pakel, with Engagi...
Saturday, February 7, 2015

CFTC CHARGED HUSBAND, WIFE AND COMPANIES WITH FRAUD

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  February 3, 2015 CFTC Charges California Residents Christopher Valois and Cynthia Won...
Wednesday, August 13, 2014

COURT ORDERS MAN AND HIS COMPANY TO PAY OVER $500,000 FOR OFF-EXCHANGE PRECIOUS METALS TRANSACTIONS

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Federal Court Orders Florida Resident Lawrence Scott Spain and His Florida Company, Pal...
Wednesday, May 21, 2014

CFTC ANNOUNCES FIRST WHISTLEBLOWER AWARD UNDER DODD-FRANK

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  FROM:  COMMODITY FUTURES  CFTC Issues First Whistleblower Award Washington, DC — Commodity Futures Trading Commission (CFTC) Acting ...
Thursday, May 15, 2014

CFTC OFFICIAL'S TESTIMONY BEFORE SENATE COMMITTEE REGARDING AUTOMATED TRADING ENVIRONMENTS

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Testimony of Vincent McGonagle, Director of the Division of Market Oversight, Commodity...
Tuesday, January 28, 2014

DISGORGEMENT AND FINES ORDERED FOR COMMODITY TRADING SYSTEM PROMOTERS

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Federal Court Orders California Defendants CTI Group, LLC, Cooper Trading, Stephen Craig Symo...
Saturday, September 28, 2013

CFTC ORDERS NEWBRIDGE METALS TO PAY RESTITUTION FOR ILLEGAL PRECIOU METALS TRANSACTIONS

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FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Orders Florida Company Newbridge Metals, LLC to Pay over $1.5 Million in Restitution for ...
Saturday, September 21, 2013

COURT ORDERS MAN AND COMPANY TO PAY OVER $2.4 MILLION IN FOREIGN CURRENCY SCHEME

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FROM:   COMMODITY FUTURES TRADING COMMISSION  Federal Court Orders Alex Ekdeshman and Paramount Management, LLC, to Pay over $2.4 million i...
Friday, September 20, 2013

CFTC ORDERS BROKER EMPLOYEE TO PAY PENALTY FOR MAKING FALSE STATEMENTS

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FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Orders Futures Broker Employee Susan Butterfield to Pay $50,000 Penalty in Settlement of ...
Saturday, August 31, 2013

CFTC GETS INJUNCTION GETS INJUNCTION FORCING MAN AND COMPANY TO PAY RESTITUTION AND PENALTY

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Federal Court in Maryland Orders Sidney J. Charles, Jr. and his Company, The Borrowing S...
Tuesday, July 30, 2013

CFTC ANNOUNCEMENT REGARDING MANDATORY CLEARING OF iTRAXX CDS INDICES FOR CATEGORY 2 ENTITIES

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FROM:  COMMODITY FUTURES TRADING COMMISSION July 25, 2013 CFTC Announces that Mandatory Clearing of iTraxx CDS Indices for Category 2 Ent...
Monday, July 1, 2013

COURT ORDERS COMPANY, EMPLOYEES AND AGENTS TO PAY RESTITUTION AND PENALTIES IN POOL FRAUD CASE

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FROM: COMMODITY FUTURES TRADING COMMISSION Federal Court Orders Alpha Trade Group S.A. and its Employees and Agents to Pay Combine...
Monday, June 3, 2013

FORMER CEO RECEIVES FINE AND SANCTIONS FROM FEDERAL COURT FOR FRAUD

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FROM: COMMODITY FUTURES TRADING COMMISSION Federal Court in New York Imposes a $1 Million Fine and other Sanctions against Kevin Cas...
Friday, March 22, 2013

MAN AND COMPANY ORDERED TO PAY $840,000 FOR SOLICITATION FRAUD AND MAKING FALSE STATEMENTS

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FROM: COMMODITY FUTURES TRADING COMMISSION Federal Court Orders Oregon-based System Capital, LLC and its President Joshua Wallace to...
Thursday, December 27, 2012

THE iTRADE SCHOOL OF HARD LUCK

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION, CFTC Settles Charges against Virginia Resident Alexander Giap for Engaging in Two F...
Friday, June 10, 2011

M25 AND M37 REGISTRATIONS REVOKED AS TEXAS COMMODITY TRADERS

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Whenever there is a market blow-up then ultimately cases of criminal and civil fraud are exposed. Fraud was uncovered duing the last stock ...