Showing posts with label COMMODITY FUTURES TRADING COMMISSION. Show all posts
Showing posts with label COMMODITY FUTURES TRADING COMMISSION. Show all posts
Tuesday, July 30, 2013

CFTC ANNOUNCEMENT REGARDING MANDATORY CLEARING OF iTRAXX CDS INDICES FOR CATEGORY 2 ENTITIES

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FROM:  COMMODITY FUTURES TRADING COMMISSION July 25, 2013 CFTC Announces that Mandatory Clearing of iTraxx CDS Indices for Category 2 Ent...
Friday, April 12, 2013

CFTC CHARGES COMPANY AND PRINCIPAL WITH FOREX FRAUD VIA PONZI SCHEME

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FROM: COMMODITY FUTURES TRADING COMMISSION CFTC Charges New York Firm 4X Solutions, Inc. and its Principal, Whileon Chay, with Forex ...
Saturday, April 6, 2013

COURT ORDERS PAYMENT OF $4.8 MILLION IN COMMODITY POOL FRAUD SCHEME

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FROM: COMMODITY FUTURES TRADING COMMISSION Federal Court Orders Illinois Resident Brant L. Rushton and his Company, Summit Trading ...
Saturday, March 30, 2013

TWO COMPANIES AND OWNERS ORDERDED BY CFTC TO PAY OVER $1MILLION IN RESTITUTION AND PENALTIES IN PRECIOUS METALS FRAUD CASE

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FROM: COMMODITY FUTURES TRADING COMMISSION CFTC Orders Florida Firms, Joseph Glenn Commodities LLC and JGCF LLC, and Owners Scott Ne...
Thursday, March 14, 2013

DODD-FRANK SWAPS CLEARING RULES HAVE BEGUN

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FROM: COMMODITY FUTURES TRADING COMMISSION CFTC Announces that Mandatory Clearing Begins Washington, DC – Today, swap dealers, maj...
Thursday, March 7, 2013

INJUNCTIONS ENTERED IN PRECIOUS METALS COMMODITY FRAUD SCHEME CASE

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FROM:  COMMODITY FUTURES TRADING COMMISSION Federal Court in Florida Enters Preliminary Injunction Order against Hunter Wise Commoditi...
Wednesday, November 14, 2012

CFTC COMMISSIONER O'MALIA SPEAKS ON 'GOOD GOVERNMENT' REGULATION

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FROM: COMMODITY FUTURES TRADING COMMISSION Commissioner Scott D. O’Malia Before Mercatus Center, George Mason University November 13...
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Saturday, November 10, 2012

CFTC COMMISSIONER CHILTON SPEAKS TO THE INVESTMENT AND COMMODITY PRICE CYCLES CONFERENCE

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FROM: COMMODITY FUTURES TRADING COMMISSION, GLOBALIZATION AND ENERGY MARKETS, "Sin-Orgy and Energy" Address of Commission...
Wednesday, October 24, 2012

MORGAN STANLEY SMITH BARNEY LLC TO PAY PENALTY FOR FAILURE TO MONITOR EMPLOYEE

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FROM: COMMODITY FUTURES TRADING COMMISSION, CFTC Orders Morgan Stanley Smith Barney LLC to Pay $200,000 for Supervision Violations ...
Sunday, October 14, 2012

FARR FINANCIAL INC., SETTLES CHARGES WITH CFTC FOR $280,000

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FROM:  COMMODITY FUTURES TRADING COMMISSION CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment ...
Monday, October 1, 2012

A FAILURE TO REGISTER AS A COMMODITY TRADING ADVISOR

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FROM: COMMODITY FUTURES TRADING COMMISSION September 28, 2012 Federal Court Orders Martin B. Rosenthal to Pay $1.2 Million for Aid...
Sunday, September 30, 2012

CFTC ALLEGES INDIVIDUALS AND COMPANY RAN $53 MILLION WORLDWIDE OFF-EXCHANGE FOREX SCHEME

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FROM: COMMODITY FUTURES TRADING COMMISSION CFTC Charges Australian Resident Senen Pousa, U.S. Resident Joel Friant, and Their Compa...
Thursday, September 13, 2012

CFTC SEEKING TO REVOKE REGISTRATIONS FOR COMPANIES AND OWNER

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FROM: COMMODITY FUTURES TRADING COMMISSION CFTC Seeks to Revoke Registrations of Linda Faye Harris and her companies, CDH Forex Inve...
Tuesday, July 31, 2012

CFTC SETTLES "BUCKETED ORDRS" CHARGES AGAINST TRADERS

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FROM: COMMODITY FUTURES TRADING COMMISSION CFTC Suspends Registrations of Chicago Mercantile Exchange Traders Christopher Foufas, Willi...
Sunday, July 22, 2012

HOUSTON MAN & CO. CHARGED WITH ALLEGED COMMODITY POOL FRAUD

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FROM: COMMODITY FUTURES TRADING COMMISSION July 11, 2012 CFTC Charges Houston-based Christopher Daley and his company, TC Credit Servic...
Monday, July 9, 2012

CFTC CHAIRMAN GENSLER SUPPORTS REOPENING OF COMMENTS ON MARGIN PROPOSAL

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FROM:  COMMODITY FUTURES TRADING COMMISSION Statement of Support Chairman Gary Gensler July 6, 2012 Washington, DC – Commodity Futures T...