WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label CONSUMER PROTECTION ACT. Show all posts
Showing posts with label CONSUMER PROTECTION ACT. Show all posts
Friday, September 20, 2013

CFTC ORDERS BROKER EMPLOYEE TO PAY PENALTY FOR MAKING FALSE STATEMENTS

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FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Orders Futures Broker Employee Susan Butterfield to Pay $50,000 Penalty in Settlement of ...
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