WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label CPA. Show all posts
Showing posts with label CPA. Show all posts
Tuesday, December 17, 2013

CPA TO PAY $400,000 TO GOVERNMENT FOR WORK DONE WHILE SUSPENDED

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Awarded $400,000 in Disgorgement from Certified Public Accountant for His Violations of...
Monday, December 2, 2013

CPA CHARGED BY SEC WITH VIOLATING SUSPENSION ORDER

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges Certified Public Accountant with Violating Commission Suspension Order Seeks D...
Saturday, January 14, 2012

CPA PLEADS GUILTY TO LYING TO SEC STAFF

›
The following excerpt is from an e-mail sent out by the SEC: “Washington, D.C., Jan. 12, 2012 – The Securities and Exchange Commission tod...
Monday, November 21, 2011

SEC ALLEGED CPA INSIDE TRADER WILL GIVES BACK GAINS PLUS TO PAY FINE

›
The following excerpt is from the SEC website: November 18, 2011 “The Securities and Exchange Commission announced today that it has ...
Monday, July 11, 2011

SEC CHARGES CPA AND HIS CONSULTING FIRM WITH PARTICIPATING IN A PONZI SCHEME

›
The designation CPA (Certified Public Accountant) was once a venerated designation that meant that the bookwork handled by such a desi...
›
Home
View web version
Powered by Blogger.