WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label CUSTOMER PROTECTIONS. Show all posts
Showing posts with label CUSTOMER PROTECTIONS. Show all posts
Thursday, October 31, 2013

CFTC COMMISSIONER O'MALIA'S DISSENTING STATEMENT ON CUSTOMER PROTECTION ENHANCEMENTS IN DERIVATIVES MARKET

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Dissenting Statement of Commissioner Scott D. O’Malia, Enhancing Protections Afforded Cus...

CFTC COMMISSIONER WETJEN'S STATEMENT REGARDING CONSUMER PROTECTIONS IN THE DERIVATIVES MARKETPLACE

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Statement of Commissioner Mark P. Wetjen, Public Meeting of the Commodity Futures Trading...
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