Showing posts with label DERIVATIVES. Show all posts
Showing posts with label DERIVATIVES. Show all posts
Monday, July 6, 2015

SEC TAKES ENFORCEMENT ACTION AGAINST COMPANY OFFERING COMPLEX DERIVATIVE PRODUCTS TO RETAIL INVESTORS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  06/17/2015 12:05 PM EDT The Securities and Exchange Commission announced an enforcement...
Wednesday, December 10, 2014

VICE CHAIR FDIC MAKES COMMENTS ON CONGRESS ALLOWING TAXPAYER SUPPORTED DERIVATIVES TRADING BY BANKS

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FROM:  FEDERAL DEPOSIT INSURANCE CORPORATION Speeches & Testimony Statement from FDIC Vice Chairman Hoenig on Congressional moves to r...
Thursday, May 8, 2014

CFTC COMMISSIONER O'MALIA'S ADDRESS ON DERIVATIVES MARKET

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Keynote Address by Commissioner Scott D. O’Malia, Derivatives 2014: A Market in Transition – A...
Sunday, February 2, 2014

SEC COMMISSIONER PIWOWAR'S SPEECH TO U.S. CHAMBER OF COMMERCE

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FROM:  SECURITIES AND EXCHANGE COMMISSION  Advancing and Defending the SEC’s Core Mission  Commissioner Michael S. Piwowar U.S. Chamber o...
Thursday, October 31, 2013

CFTC COMMISSIONER WETJEN'S STATEMENT REGARDING CONSUMER PROTECTIONS IN THE DERIVATIVES MARKETPLACE

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Statement of Commissioner Mark P. Wetjen, Public Meeting of the Commodity Futures Trading...
Thursday, July 18, 2013

U.S.-EUROPE, THE WAY TO APPROACH CROSS-BORDER DERIVATIVES

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  July 11, 2013 The European Commission and the CFTC reach a Common Path Forward on Deriv...