WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label DIVERTING CLIENT FUNDS. Show all posts
Showing posts with label DIVERTING CLIENT FUNDS. Show all posts
Tuesday, May 22, 2012

SEC CHARGES SEATTLE-BASED FUND MANAGER FOR SECRETLY DIVERTING CLIENT FUNDS TO HIS OWN START-UP COMPANIES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION May 18, 2012 On May 17 2012, the Securities and Exchange Commission charged a Seattle-ba...
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