Showing posts with label DOJ. Show all posts
Showing posts with label DOJ. Show all posts
Monday, January 26, 2015

ASSISTANT AG SUNG-HEE SUH'S REMARKS REGARDING SECURITIES REGULATION IN EUROPE

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FROM:  U.S. JUSTICE DEPARTMENT  Tuesday, January 20, 2015 Deputy Assistant Attorney General Sung-Hee Suh Speaks at the PLI’s 14th Annua...
Sunday, July 28, 2013

FORMER EXECUTIVE PLEADS GUILTY TO PART IN $400 MILLION SECURITIES FRAUD SCHEME

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FROM:  U.S. DEPARTMENT OF JUSTICE  Tuesday, July 23, 2013 Former Senior Executive of ArthroCare Corp. Pleads Guilty in $400 Million Securi...
Thursday, July 21, 2011

PRESIDENT OF TECH COMPANY SENTENCED FOR DEFRAUDING E-RATE PROGRAM

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The following is an excerpt from the Department Of Justice website: “MONDAY, JULY 18, 2011 WASHINGTON — The president and part own...
Thursday, July 7, 2011

JPMORGAN CHASE AGREES TO PAY $228 MILLION FOR ANTICOMPETITIVE CONDUCT

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Market manipulation is not a victimless crime. Many of the painful choices federal, state and, local governments have to make now are ...
Thursday, June 30, 2011

INVESTORS PLEAD GUILTY TO BID RIGGING FORCLOSURE AUCTIONS

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The following is from the Department of Justice website: WASHINGTON — Eight California real estate investors have agreed to plead gu...
Saturday, June 11, 2011

INTERNATIONAL MONEY LAUNDERER PLEADS GUILTY

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Crime is now an international affair and no one government in the near future may have the ability to investigate let alone prosecute, the n...
Thursday, May 26, 2011

FORMER NASDAQ MANAGING DIRECTOR FACES 20 YEARS IN PRISON

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The following is an excerpt from the Department of Justice web site: WASHINGTON – A former managing director of the NASDAQ Stock Market pl...
Monday, May 23, 2011

NEED TAX DEDUCTIONS? TRY MAKING THEM UP

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Many years ago I remember that in an episode of the “Three Stooges” the boys came up with some fraudulent tax dodges that they sold to clien...
Monday, April 18, 2011

FDIC: DODD-FRANK COULD HELP A LEHMAN BROTHERS RESOLUTION

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The following excerpt comes from the FDIC web site and discusses how the Dodd-Frank Act could have theoretically made the Lehman Brothers Ho...
Sunday, April 10, 2011

EXECUTIVES AT FAIR FINANCIAL COMPANY OF OHIO CHARGED WITH FRAUD

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The following was obtained from the Department of Justice web site and involves charges of investment fraud against executives at Fair Finan...
Sunday, December 5, 2010

OIL SERVICE, FREIGHT COS. PAY FINES FOR ALLEGED BRIBES

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The following excerpt from the SEC web site detaisl the settlement by several companies accused of bribing foreign officials: "SEC Ch...
Sunday, September 12, 2010

SEC CHARGES SKIN CARE COMPANY CFO WITH COOKING THE BOOKS

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Fraud is so common in the American investment community that it is a wonder that the DJIA trades above 1,000 points. Financial statements a...