WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label EMBEZZLEMENT. Show all posts
Showing posts with label EMBEZZLEMENT. Show all posts
Sunday, April 13, 2014

MAN CHARGED BY SEC WITH DEFRAUDING HIS ADVISORY CLIENTS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Charges James Y. Lee for Defrauding His Advisory Clients On February 13, 2014, the Se...
Wednesday, February 19, 2014

COURT ORDERS ACCUSED EMBEZZLER TO PAY $5.2 MILLION

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Federal Court Orders North Carolina Resident Michael Anthony Jenkins and his Company, Harbor L...
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