Showing posts with label FAKE SECURITIES. Show all posts
Showing posts with label FAKE SECURITIES. Show all posts
Monday, November 21, 2011

SEC CHARGES FORMER MADOFF EMPLOYEE WITH CREATING FAKE TRADES

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The following excerpt is from the SEC website: “Washington, D.C., Nov. 21, 2011 – The Securities and Exchange Commission today charge...
Wednesday, October 12, 2011

SECURITY COMPANY ALLEGEDLY SOLD FAKE SECURITIES

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The following is an excerpt from the SEC website: “On October 7, 2011, United States District Judge John G. Koeltl entered an order, ...
Tuesday, December 7, 2010

SEC CHARGED BANC OF AMERICA SECUITIES WITH SECURITIES FRAUD

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The following is a breaking story which alleged that Banc of America Securities committed fraud in it’s dealings with municipal bonds. BAS w...
Sunday, December 5, 2010

OIL SERVICE, FREIGHT COS. PAY FINES FOR ALLEGED BRIBES

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The following excerpt from the SEC web site detaisl the settlement by several companies accused of bribing foreign officials: "SEC Ch...
Sunday, October 31, 2010

SOMETIMES GOVERNMENT OFFICIALS ARE FRAUDSTERS

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All to often business is blamed for crimes which government officials routinely commit. The following excerpt from a recent case brought b...
Sunday, October 3, 2010

HEDGE FUND ADVISOR PAYS TO SETTLE SEC CHARGES OF MARKET MANIPULATION

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Making money can be very difficult if you work within our system of extremely volatile securities and commodities prices. One way to easily...
Sunday, September 12, 2010

SEC CHARGES SKIN CARE COMPANY CFO WITH COOKING THE BOOKS

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Fraud is so common in the American investment community that it is a wonder that the DJIA trades above 1,000 points. Financial statements a...
Sunday, June 20, 2010

SEC ALLEGES MORTGAGE AND TARP FRAUD OF 1.5 BILLION DOLLARS

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The SEC has found yet another head of a Mortgage company that not only committed mortgage fraud but, decided to defraud the government out o...
Monday, May 10, 2010

BROKERS ACCUSED OF HELPING TO SELL PENNY STOCKS UNLAWFULLY

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The sale of penny stocks are often looked upon as controversial way to raise capital. Many investors will not purchase stocks that sell for...
Saturday, March 27, 2010

GETTING SEMINAR PONZIED BY FAKE ESTATE PLANNERS

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Below is an excerpt from the SEC web site which outlines an alleged Ponzi Scheme committed by some very smooth operators. This story has th...