WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label FALSE CLIENT ACCOUNT STATEMENTS. Show all posts
Showing posts with label FALSE CLIENT ACCOUNT STATEMENTS. Show all posts
Sunday, February 26, 2012

COURT FINES INVESTMENT ADVISER $2.5 MILLION FOR MISREPRESENTATIONS

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The following excerpt is from the SEC website: February 23, 2012 FEDERAL COURT ENTERS ORDER IMPOSING $2.5 MILLION CIVIL PENALTY AGAIN...
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