WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label FALSE PERFORMANCE FEE CHARGES. Show all posts
Showing posts with label FALSE PERFORMANCE FEE CHARGES. Show all posts
Friday, February 21, 2014

SEC CHARGES CALIFORNIA RESIDENT OF DEFRAUDING ADVISORY CLIENTS

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FROM:  SECURITIES AND EXCHANGE COMMISSION  SEC Charges James Y. Lee for Defrauding His Advisory Clients On February 13, 2014, the Securit...
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