Showing posts with label FCPA. Show all posts
Showing posts with label FCPA. Show all posts
Thursday, August 13, 2015

SEC ANNOUNCES FORMER SOFTWARE EXEC TO SETTLE BRIBERY CHARGES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  08/12/2015 03:45 PM EDT The Securities and Exchange Commission today announced that a ...
Monday, May 25, 2015

SEC CHARGES BHP BILLITON WITH VIOLATING FOREIGN CORRUPT PRACTICES ACT

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today charged global resources company BHP Billiton w...
Sunday, November 9, 2014

SEC CHARGES GLOBAL WATER MANAGEMENT COMPANY WITH VIOLATING FCPA

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission charged a global water management, construction, a...
Wednesday, July 30, 2014

GUN MAKER CHARGED BY SEC WITH BRIBING FOREIGN OFFICIALS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today charged Smith & Wesson Holding Corporat...
Friday, December 27, 2013

ADM CHARGED WITH FOREIGN CORRUPT PRACTICES VIOLATIONS

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FROM:  SECURITIES AND EXCHANGE COMMISSION   Charges Archer-Daniels-Midland Company with FCPA Violations The Securities and Exchange Commi...
Tuesday, October 22, 2013

SEC CHARGES DIEBOLD, INC. WITH FOREIGN CORRUPT PRACTICES ACT VIOLATIONS IN CHINA, INDONESIA AND RUSSIA

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Charges Diebold with FCPA Violations in China, Indonesia, and Russia The Securities a...
Tuesday, September 3, 2013

BRIBERY OF VENEZUELAN DEVELOPMENT BANK OFFICIAL LEADS TO THREE GUILTY PLEAS IN U.S.

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FROM:  U.S. JUSTICE DEPARTMENT Friday, August 30, 2013 Three Former Broker-dealer Employees Plead Guilty in Manhattan Federal Court to Bri...
Wednesday, April 24, 2013

SEC WILL NOT CHARGE RALPH LAUREN CORPORATION WITH FCPA VIOLATIONS

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., April 22, 2013 — The Securities and Exchange Commission today announ...
Saturday, April 20, 2013

COMPANY CHARGED BY SEC WITH VIOLATING FOREIGN CORRUPT PRACTICES ACT

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges Parker Drilling Company with Violating the Foreign Corrupt Practices Act T...
Friday, December 21, 2012

SEC FILES SETTLED FCPA CHARGES AGAINST ELI LILLY AND COMPANY

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today charged Eli Lilly and Company with violati...
Thursday, August 9, 2012

SEC SETTLES FCPA CHARGES AGAINST PFIZER INC. AND WYETH LLC

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today filed a settled enforcement action in the U....
Wednesday, May 25, 2011

ASSISTANT A.G. BREUER ADDRESSES THE WORLD BANK ON CORRUPTION

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The following is an excerpt from the Department of Justice web site and deals with corruption. This excerpt is a speech given by Assistant ...
Tuesday, May 17, 2011

SEC USES DEFERRED PROSECUTION AGREEMENT IN BRIBERY CASE

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Under FCPA companies are often charged for bribing foreign officials. Unfortunately, in many places companies in order to do business are fo...
Friday, April 8, 2011

JOHNSON AND JOHNSON CHARGED WITH BRIBERY BY THE SEC

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The Securities and Exchange Commission has charged the giant pharmaceutical company with bribing doctors in Europe and paying kickbacks to I...
Sunday, April 3, 2011

SEC CHARGES RAE SYSTEMS INC WITH BRIBING CHINESE OFFICIALS

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The following is an excerpt from the SEC web site: The SEC “charged San Jose-based RAE Systems Inc. with violations of the Foreign Corrupt...