Showing posts with label FOREIGN CORRUPT PRACTICES ACT. Show all posts
Showing posts with label FOREIGN CORRUPT PRACTICES ACT. Show all posts
Monday, May 25, 2015

SEC CHARGES BHP BILLITON WITH VIOLATING FOREIGN CORRUPT PRACTICES ACT

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today charged global resources company BHP Billiton w...
Sunday, November 9, 2014

SEC CHARGES GLOBAL WATER MANAGEMENT COMPANY WITH VIOLATING FCPA

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission charged a global water management, construction, a...
Wednesday, July 30, 2014

GUN MAKER CHARGED BY SEC WITH BRIBING FOREIGN OFFICIALS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today charged Smith & Wesson Holding Corporat...
Friday, December 27, 2013

ADM CHARGED WITH FOREIGN CORRUPT PRACTICES VIOLATIONS

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FROM:  SECURITIES AND EXCHANGE COMMISSION   Charges Archer-Daniels-Midland Company with FCPA Violations The Securities and Exchange Commi...
Tuesday, October 22, 2013

SEC CHARGES DIEBOLD, INC. WITH FOREIGN CORRUPT PRACTICES ACT VIOLATIONS IN CHINA, INDONESIA AND RUSSIA

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Charges Diebold with FCPA Violations in China, Indonesia, and Russia The Securities a...
Tuesday, September 3, 2013

BRIBERY OF VENEZUELAN DEVELOPMENT BANK OFFICIAL LEADS TO THREE GUILTY PLEAS IN U.S.

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FROM:  U.S. JUSTICE DEPARTMENT Friday, August 30, 2013 Three Former Broker-dealer Employees Plead Guilty in Manhattan Federal Court to Bri...
Wednesday, April 24, 2013

SEC WILL NOT CHARGE RALPH LAUREN CORPORATION WITH FCPA VIOLATIONS

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., April 22, 2013 — The Securities and Exchange Commission today announ...
Saturday, April 20, 2013

COMPANY CHARGED BY SEC WITH VIOLATING FOREIGN CORRUPT PRACTICES ACT

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION SEC Charges Parker Drilling Company with Violating the Foreign Corrupt Practices Act T...
Friday, December 21, 2012

SEC FILES SETTLED FCPA CHARGES AGAINST ELI LILLY AND COMPANY

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today charged Eli Lilly and Company with violati...
Tuesday, November 27, 2012

2012 YIELDS NEAR RECORD RESULTS FOR SEC ENFORCEMENTS

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Nov. 14, 2012 — Building on last year’s record results, the Securit...
Thursday, August 9, 2012

SEC SETTLES FCPA CHARGES AGAINST PFIZER INC. AND WYETH LLC

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today filed a settled enforcement action in the U....
Monday, July 23, 2012

SEC CHARGES ORTHOFIX INTERNATIONAL WITH FCPA VIOLATIONS

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today charged Texas-based medical device company ...
Wednesday, July 11, 2012

SEC CHARGES MEDICAL DEVICE COMPANY WITH VIOLATING FOREIGN CORRUPT PRACTICES ACT

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., July 10, 2012 – The Securities and Exchange Commission today charged Texas...
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Monday, March 26, 2012

SEC CHARGES BIOMETINC., WITH BRIBING DOCTORES IN ARGENTINA, BRAZIL, AND CHINA

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The following excerpt is from a Securities and Exchange Commission e-mail: Washington, D.C., March 26, 2012 — The Securities and Exchan...