Showing posts with label FOREX. Show all posts
Showing posts with label FOREX. Show all posts
Sunday, August 2, 2015

FOREIGN CURRENCY PONZI SCHEMERS ORDERED TO PAY $76 MILLION

›
FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Court Orders $76 Million in Civil Monetary Penalties against Keith F. Simmons, Deanna S...
Friday, May 1, 2015

CFTC CHARGES ALLEGED FLORIDA PONZI SCHEME OPERATOR WITH FRAUD AND REGISTRATION VIOLATIONS

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION April 20, 2015 CFTC Charges Florida Resident Dorian A. Garcia and his Companies, DG Wealth...
Wednesday, November 12, 2014

CFTC CHAIRMAN'S STATEMENT ON $1.4 BILLION BANK ENFORCEMENT FINE AND SETTLEMENT

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  Statement of Chairman Tim Massad on today’s Forex Enforcement Announcement November 12, 2014 ...
Wednesday, September 3, 2014

CFTC ORDERS MAN TO PAY $344,000 FOR ROLE IN COMMODITY POOL FRAUD SCHEME

›
FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  CFTC Orders New York Resident Jacob N. Stein to Pay More than $344,000 in Restitution a...
Sunday, June 8, 2014

SEC CHARGES MAN FOR AIDING AND ABETTING FRAUDULENT FOREX TRADING SCHEME

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  SEC Charges Accomplice in Forex Trading Scheme The Securities and Exchange Commission  ...
Monday, May 26, 2014

CFTC ORDERS REGISTERED FUTURES COMMISSION MERCHANT TO PAY $200,000 PENALTY

›
FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  Global Futures & Forex, Ltd. Ordered to Pay $200,000 Penalty to Settle CFTC Charges...
Monday, May 5, 2014

CFTC FREEZES ASSETS IN MISAPPROPRIATION CASE INVOLVING ALLEGED FOREX FRAUD

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  Federal Court Freezes Assets of EJS Capital Management, LLC, Alex Vladimir Ekdeshman and Edw...
Sunday, March 30, 2014

DEFENDANTS ORDERED TO PAY $2.2 MILLION FOR INVOLVEMENT IN FOREIGN CURRENCY PONZI SCHEME

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  An Ohio Federal Court Rules against Defendants in CFTC Fraud Action and Orders Patrick Cole an...
Saturday, March 8, 2014

DEFENDANTS IN FOREX FRAUD CASE TO PAY $907,000

›
FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Obtains Permanent Injunction Orders and Monetary Sanctions against Susan G. Davis, David ...
Thursday, December 19, 2013

SEC ANNOUNCES PRISON TERM AND RESTITUTION PAYMENT ORDER FOR INVESTMENT ADVISOR

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Massachusetts Investment Adviser Sentenced to 36 Months in Jail for Defrauding Investors ...
Wednesday, December 18, 2013

COMMODITY POOL OPERATOR ORDERED TO PAY OVER $470,000 TO SETTLE FRAUD CHARGES

›
FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  CFTC Orders David R. Lynch to Pay More than $470,000 in Restitution and a Civil Monetary ...
Tuesday, October 8, 2013

COMPANY WILL PAY $275,000 TO SETTLE CHARGES OF VIOLATING MINIMUM FINANCIAL REQUIREMENT RULES

›
FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  FXDirectDealer, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating M...
Saturday, August 3, 2013

INVESTMENT FRAUDSTER GETS 20 YEARS IN PRISON

›
FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION Minneapolis-Based Fraudster Patrick Joseph Kiley Sentenced to 20 Years in Priso The Securi...
Sunday, July 14, 2013

CRIMINAL CHARGES FILED AGAINST MASSACHUSETTS INVESTMENT ADVISER

›
FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Criminal Charges Filed Against Massachusetts Investment Adviser For Defrauding Investor...
Friday, June 28, 2013

CHICAGO RESIDENT ORDERED TO PAY OVER $1.3 MILLION TO SETTLE SETTLE FOREX PONZI SCHEME

›
FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court Orders Chicago Resident Christopher Varlesi to Pay over $1.3 Million t...
Sunday, June 23, 2013

MAN AND COMPANY ORDERED TO PAY RESTITUTION AND PENATIES TO SETTLE FOREX FRAUD CHARGES

›
FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court in Puerto Rico Orders Angel F. Collazo, ACJ Capital, Inc., and Solid ...
Wednesday, May 15, 2013

OWNERS AND COMPANIES PAY OVER $23 MILLION FOR ROLES IN FOREX PONZI SCHEME

›
FROM: U.S. COMMODITY FUTURES TRADING COMMISSION Federal Court Orders Ohioans Kevin and Keelan Harris, Canada-based Karen Starr, and ...
Tuesday, April 23, 2013

OWNERS AND COMPANY ORDERED TO PAY OVER $1.8 MILLION FOR PARTS IN FOREX PONZI SCHEME

›
FROM: COMMODITY FUTURES TRADING COMMISSION Federal Court Orders North Carolina Residents Timothy Bailey and Michael Hudspeth, and th...
Friday, April 19, 2013

MAN AND COMPANY ORDERED TO PAY OVER $38 MILLION FOR ROLES IN FOREX TRADING SCHEME

›
FROM: U.S. DEPARTMENT OF JUSTICE April 17, 2013 Federal Court in Florida Orders Michael Alcocer and His Panama-based Company, Inova...
Thursday, April 11, 2013

COMPANIES, INDIVIDUALS ORDERED TO PAY $750,000 FOR FOREX FRAUD AND VIOLATING CFTC REGISTRATION REQUIREMENTS

›
FROM: U.S. COMMODITY FUTURES TRADING COMMISSION April 9, 2013 CFTC Orders Florida-based Forex Global Solutions Inc., Forex Global S...