WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label FUND ADVISER. Show all posts
Showing posts with label FUND ADVISER. Show all posts
Tuesday, July 3, 2012

SEC SUES FOR FEES CHARGED IN BREACH OF DUTY

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FROM:  SECURITIES AND EXCHANGE COMMISSION SEC Sues Fund Adviser for Fees Charged in Breach of Duty Under the Investment Company Act Washin...
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