WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label HANDLING OF CUSTOMER SEGREGATED FUNDS. Show all posts
Showing posts with label HANDLING OF CUSTOMER SEGREGATED FUNDS. Show all posts
Monday, April 9, 2012

CFTC ORDERS JPMORGAN CHASE TO PAY $20 MILLION TO SETTLE ILLEGAL HANDLING OF CUSTOMER FUNDS

›
FROM CFTC April 4, 2012 CFTC Orders JPMorgan Chase Bank, N.A. to Pay a $20 Million Civil Monetary Penalty to Settle CFTC Charges of Unlawf...
›
Home
View web version
Powered by Blogger.