WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label HIDDEN BROKER MARKDOWN. Show all posts
Showing posts with label HIDDEN BROKER MARKDOWN. Show all posts
Tuesday, October 9, 2012

FOUR CHARGED BY SEC WITH USING HIDDEN MARKUPS AND MARKDOWNS

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FROM: U.S. DEPARTMENT OF JUSTICE Washington, D.C., Oct. 5, 2012 – The Securities and Exchange Commission today charged four brokers...
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