WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label KICKBACKS. Show all posts

Showing posts with label KICKBACKS. Show all posts

Saturday, March 29, 2014

SUMMARY JUDGEMENT OBTAINED IN MARKET MANIPULATION CASE

FROM: SECURITIES AND EXCHANGE COMMISSION SEC Obtains Summary Judgment Against Defendant Jonathan Curshen in Market Manipulation Case Th...

Sunday, June 16, 2013

FORMER TRADER SETTLES CHARGES IN INSIDER TRADING/KICKBACK SCHEME

FROM: SECURITIES AND EXCHANGE COMMISSION Former Trader Emanuel Goffer Settles SEC Insider Trading Charges The Securities and Exc...

Wednesday, January 9, 2013

FORMER FINANCIAL SERVICES BROKER SENTENCED TO SERVE

FROM: U.S. JUSTICE DELPARTMENT WASHINGTON — A former financial services broker was sentenced today in U.S. District Court for the S...

Saturday, September 3, 2011

FORMER PORTFOLIO MANAGER SETTLES WITH SEC

The following is an excerpt from the SEC website: “The Securities and Exchange Commission today filed a settled civil enforce...

Friday, April 8, 2011

JOHNSON AND JOHNSON CHARGED WITH BRIBERY BY THE SEC

The Securities and Exchange Commission has charged the giant pharmaceutical company with bribing doctors in Europe and paying kickbacks to I...

Sunday, December 26, 2010

POLITICIANS, PENSION FUNDS AND THE COMMON KICKBACK

Below is the summary of a very complicated kickback scheme involving Quadrangle Group and the New York Sate Common Retirement Fund. It is a...

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