WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label LATE TRADING. Show all posts
Showing posts with label LATE TRADING. Show all posts
Wednesday, April 4, 2012

COURT ENTERS $98.6 MILLION FINAL JUDGMENT AGAINST U.K. HEDGE FUND ADVISER PENTAGON CAPITAL MANAGEMENT PLC AND ITS CEO LEWIS CHESTER

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March 30, 2012 FROM SEC  WEBSITE On Wednesday, March 28, 2012, United States District Judge Robert W. Sweet of the Southern District of Ne...
Sunday, February 19, 2012

JUDGE FINDS COMPANY AND CEO DEFRAUDED MUTUAL FUNDS

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The following excerpt is from the SEC website: “On Tuesday, February 14, 2012, United States District Judge Robert W. Sweet of the Souther...
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