WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label LIFE SETTLEMENTS. Show all posts

Showing posts with label LIFE SETTLEMENTS. Show all posts

Thursday, April 9, 2015

SEC CHARGES COMPANY AND OWNER WITH FRAUD IN RELATED TO SALE OF "LIFE SETTLEMENT" INVESTMENTS

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION 04/07/2015 04:30 PM EDT The Securities and Exchange Commission charged Los Angeles-base...

Tuesday, January 3, 2012

COMPANY AND EXECUTIVES CHARGED BY SEC OVER DISCLOSURES INVOLVING LIFE SETTLEMENTS

The following excerpt is from the SEC website: Jan. 3, 2012 “Washington, D.C., — The Securities and Exchange Commission today charge...

Friday, September 2, 2011

SEC OBTAINS COURT ORDER TO HALT ALLEGED INVESTMENT SCHEME IN THE LIFE SETTLEMENT BUSINESS

The following excerpt is from the SEC website; “Washington, D.C., Sept. 2, 2011 – The Securities and Exchange Commission toda...

Monday, August 1, 2011

5 GO TO PRISON FOR A@O RESOURSE MANAGEMENT LTD. FRAUD SCHEME

The following case is an excerpt from the Department of Justice website: July 22, 2011 "WASHINGTON – Five employees for A&O R...

Monday, May 23, 2011

SEC TALKS ABOUT LIFE SETTLEMENTS

The following information has been excerpted from the SEC web site: “The Office of Investor Education and Advocacy is issuing this Investo...

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