WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MAINTAING DIRECT CONTROL OVER ORDERS. Show all posts
Showing posts with label MAINTAING DIRECT CONTROL OVER ORDERS. Show all posts
Sunday, June 8, 2014

SEC CHARGES WEB-BUSH SECURITIES INC., WITH VIOLATING AGENCY'S MARKET ACCESS RULE

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FROM:  U.S. SECURITIES EXCHANGE COMMISSION  The Securities and Exchange Commission announced charges against a Los Angeles-based market ...
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