WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MAKING FALSE STATEMENTS TO CFTC. Show all posts
Showing posts with label MAKING FALSE STATEMENTS TO CFTC. Show all posts
Friday, December 6, 2013

COURT ORDERS COMPANY AND PRINCIPALS TO PAY OVER $22 MILLION FOR ROLES IN COMMODITY POOL FRAUD SCHEME

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  December 4, 2013 Federal Court Orders Defendants Arista LLC, Abdul Sultan Walji, and Re...
Friday, September 20, 2013

CFTC ORDERS BROKER EMPLOYEE TO PAY PENALTY FOR MAKING FALSE STATEMENTS

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FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Orders Futures Broker Employee Susan Butterfield to Pay $50,000 Penalty in Settlement of ...
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