WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MANAGEMENT FEES. Show all posts
Showing posts with label MANAGEMENT FEES. Show all posts
Friday, April 10, 2015

SEC CHARGES INVESTMENT ADVISER OF HIDING POOR PERFORMANCE OF LOAN ASSETS IN CLO FUNDS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  03/30/2015 09:45 AM EDT The Securities and Exchange Commission announced fraud charges ...
Monday, September 22, 2014

SEC CHARGES FORMER HEDGE FUND MANAGER WITH TAKING EXCESSIVE FEES TO REMODEL HOME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission announced charges against a former hedge fund mana...
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