Showing posts with label MARKET MANIPULATION. Show all posts
Showing posts with label MARKET MANIPULATION. Show all posts
Sunday, November 15, 2015

SEC SAYS FALSE TWEETS SENT TWO STOCKS DROPPING

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FROM:  U.S. SECURITIES  AND EXCHANGE COMMISSION  PRESS RELEASE SEC Charges: False Tweets Sent Two Stocks Reeling in Market Manipulation...
Wednesday, January 14, 2015

SEC CHARGES CANADIAN RESIDENT FOR ROLE IN MARKET MANIPULATION SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION 01/13/2015 01:15 PM EST The Securities and Exchange Commission today charged a man living ...
Sunday, December 28, 2014

SEC CHARGES EQUITY RESEARCH FIRM OWNER WITH MANIPULATING MARKET FOR PUBLICLY TRADED STOCK

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission announced charges against a Phoenix-based equity r...
Monday, June 2, 2014

3 CORPORATE OFFICERS, STOCK PROMOTER GET SENTENCES FOR ROLES IN KICKBACK MARKET MANIPULATION SCHEME

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Three Corporate Officers and Stock Promoter Sentenced for Fraudulent Kickback and Market ...
Thursday, August 15, 2013

STOCK PROMOTERS CHARGED BY SEC IN MARKET MANIPULATION CASE

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FROM:  SECURITIES AND EXCHANGE COMMISSION  SEC Charges Stock Promoters with Market Manipulation The Securities and Exchange Commission a...
Friday, July 12, 2013

CANADIAN COURT ENFORCES U.S. JUDGEMENT IN OTC MARKET MANIPULATION CASE

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Canadian Court Enforces U.S. Judgment Award in Market Manipulation Case Against William...
Friday, July 27, 2012

MAN SETTLES CHARGES OF MARKET MANIPULATION WITH SEC

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Defendant Matthew Brown Settles Penny Stock Manipulation Charges The Securities and Excha...
Tuesday, December 13, 2011

FORMER CEO CHARGED WITH MARKET MANIPULATION

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"The Securities and Exchange Commission charged Giuseppe Pino Baldassarre, the former CEO of Dolphin Digital Media, Inc. (“Dolph...
Sunday, October 3, 2010

HEDGE FUND ADVISOR PAYS TO SETTLE SEC CHARGES OF MARKET MANIPULATION

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Making money can be very difficult if you work within our system of extremely volatile securities and commodities prices. One way to easily...
Sunday, June 6, 2010

MAKER OF ATM AND VOTING MACHINES CHARGED WITH FRAUD

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The security firm Diebold, Inc., of Canton Ohio, has been charged along with three former executives with fraudulent accounting. Diebold is...
Sunday, May 16, 2010

TWO SHORT SELLERS FOUND TO HAVE VIOLATED THE RULES

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The SEC has caught two more individuals that were illegally shorting stocks. This is the first enforcement actions brought under rule 105. ...