WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MARKET TIMING. Show all posts
Showing posts with label MARKET TIMING. Show all posts
Friday, May 11, 2012

FINAL JUDGEMENT ENTERED AGAINST MARKET TIMERS

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FROM:  SECURITIES AND EXCHANGE COMMISSION  May 8, 2012 Court Enters Final Judgments Against Defendants in Market Timing Case The Commissi...
Saturday, December 17, 2011

FORMER PRUDENTIAL SECURITIES REPRESENTATIVE FOUND LIABLE FOR DECEPTIVE PRACTICES

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The following excerpt is from the SEC website: December 16, 2011 “The Securities and Exchange Commission announced today that on December...
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