WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MICROCAP STOCKS. Show all posts

Showing posts with label MICROCAP STOCKS. Show all posts

Wednesday, July 15, 2015

SEC CHARGES 15 INDIVIDUALS AND 19 ENTITIES IN MICROCAP MANIPULATION CASE

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION 07/14/2015 02:30 PM EDT The Securities and Exchange Commission today charged 15 individ...

Friday, June 26, 2015

SEC CHARGES MICROCAP PROMOTER WITH ILLEGALLY SOLD PENNY STOCK USING OFFSHORE FRONT COMPANIES

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION 06/23/2015 04:55 PM EDT The Securities and Exchange Commission charged a microcap promo...

Friday, March 13, 2015

SEC ANNOUNCES DEFAULT JUDGEMENT AGAINST LAWYER FOR FORGING ATTORNEY OPINION LETTERS

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23217 / March 11, 2015 Securities and Exchange Commission v. Guy...

Friday, July 18, 2014

FINAL JUDGEMENT ENTERED IN MICROCAP STOCK SCALPING CASE

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Court Enters Final Judgment Against Promoter in Settlement of Microcap Stock Scalping Cas...

Friday, July 1, 2011

SEC GOES AFER CEOS FOR MICROCAP STOCK PRICE MANIPULATION

The following is an excerpt from the SEC website: "The Securities and Exchange Commission today charged three CEOs, their compa...

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