WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MINIMUM FINANCIAL REQUIREMENTS. Show all posts
Showing posts with label MINIMUM FINANCIAL REQUIREMENTS. Show all posts
Tuesday, October 8, 2013

COMPANY WILL PAY $275,000 TO SETTLE CHARGES OF VIOLATING MINIMUM FINANCIAL REQUIREMENT RULES

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  FXDirectDealer, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating M...
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