WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MIS-CHARACTERIZED STOCK SALES. Show all posts
Showing posts with label MIS-CHARACTERIZED STOCK SALES. Show all posts
Tuesday, July 14, 2015

OZ MANAGEMENT LP TO PAY $4.25 MILLION PENALTY TO SETTLE CHARGES FOR MISIDENTIFYING TRADES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION 07/14/2015 10:00 AM EDT The Securities and Exchange Commission today charged OZ Managemen...
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