Showing posts with label MISAPPROPRIATION. Show all posts
Showing posts with label MISAPPROPRIATION. Show all posts
Sunday, September 20, 2015

CALIFORNIA MAN CHARGED BY CFTC WITH FRAUD RELATED TO PRECIOUS METALS

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  September 11, 2015 CFTC Charges California Resident Hannes Tulving, Jr., through his ...
Monday, April 6, 2015

SEC ANNOUNCES COURT IMPOSED JUDGEMENT OF $55 MILLION AGAINST INVESTMENT ADVISER CEO

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Litigation Release No. 23228 / April 2, 2015 Securities and Exchange Commission v. Char...
Saturday, February 7, 2015

CFTC CHARGED HUSBAND, WIFE AND COMPANIES WITH FRAUD

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FROM:  U.S. COMMODITY FUTURES TRADING COMMISSION  February 3, 2015 CFTC Charges California Residents Christopher Valois and Cynthia Won...
Monday, November 17, 2014

SEC FILES EMERGENCY ACTION IN ALLEGED MILLION DOLLAR MISAPPROPRIATION CASE

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  Litigation Release No. 23130 / November 12, 2014 Securities and Exchange Commission v. ...
Sunday, June 22, 2014

COURT ORDERS $44 MILLION IN SANCTIONS FOR COMMODITY POOL FRAUD AND MISAPPROPRIATION

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Federal Court in Utah Imposes over $44 Million in Sanctions against Robert Andres and His Co...
Monday, May 5, 2014

CFTC FREEZES ASSETS IN MISAPPROPRIATION CASE INVOLVING ALLEGED FOREX FRAUD

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Federal Court Freezes Assets of EJS Capital Management, LLC, Alex Vladimir Ekdeshman and Edw...
Tuesday, March 11, 2014

COMMODITY POOL FRAUDSTER RECEIVES SANCTIONS, PRISON TIME FOR MISREPRESENTING PERFORMANCE RECORDS

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Federal Court in Illinois Imposes over $3.5 Million in Sanctions against Dimitry Vishnevetsky ...
Sunday, March 9, 2014

COURT ORDERS DEFENDANTS TO PAY $16 MILLION IN CFTC FRAUD CASE

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FROM:  COMMODITY FUTURES TRADING COMMISSION  CFTC Obtains Default Judgment against Altamont Global Partners LLC and John G. Wilkins for Com...
Wednesday, March 5, 2014

COURT ORDERS ARIZONA MAN TO PAY OVER $1.2 MILLION STEMMING FROM SOLICITATION FRAUD CASE

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FROM:  COMMODITY FUTURES TRADING COMMISSION  Federal Court Orders Arizona Resident Ray Thomas Brown to Pay over $1.2 Million for Solicitati...
Monday, November 25, 2013

SEC CHARGES TRADER WITH DEFRAUDING OLDER INVESTORS

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FROM:  SECURITIES AND EXCHANGE COMMISSION  The Securities and Exchange Commission today charged a self-described institutional trader in C...
Sunday, April 28, 2013

COURT FINDS BROKERAGE FIRM AND TWO FORMER EXECUTIVES LIABLE FOR FRAUD AND MISAPPROPRIATION

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FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Court Finds Brokerage Firm and Two Former Executives Liable for Over $2.74 Million in ...
Monday, September 17, 2012

ASSETS FROZEN IN ALLEGED COMMODITY POOL FOREX SCHEME

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FROM: U.S. COMMODITY FUTURES TRADING COMMISSION CFTC Charges Florida Resident William Jeffery Chandler with Forex Fraud and Misappro...