WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MSRB RULE G-37. Show all posts
Showing posts with label MSRB RULE G-37. Show all posts
Sunday, April 18, 2010

JP MORGAN CAUGHT UP IN PAY-TO-PLAY MUNI BOND SCHEME

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The following is an excerpt from the SEC web page in regards to a recent action taken by the SEC. It seems that a JP Morgan executive gave ...
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