WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MUNICIPAL ADVISOR RULES. Show all posts
Showing posts with label MUNICIPAL ADVISOR RULES. Show all posts
Tuesday, September 24, 2013

SEC VOTES ON RULES TO ESTABLISH REGISTRATION REGIME FOR MUNICIPAL ADVISORS

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission today voted unanimously to adopt rules establishing ...
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