Showing posts with label MUNICIPAL BOND FRAUD. Show all posts
Showing posts with label MUNICIPAL BOND FRAUD. Show all posts
Wednesday, January 11, 2012

EXECUTIVE AND FORMER EXECUTIVE PLEAD GUILTY IN MUNICIPAL BOND BID-RIGGING CASE

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The following excerpt is from the Department of Justice website: January 9, 2011 "WASHINGTON — An executive and a former executive...
Saturday, January 7, 2012

ATTORNEY CHARGED BY SEC WITH MUNICIPAL BOND FRAUD

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The following excerpt is from the Sec website: “The Securities and Exchange Commission today announced its filing of a civil injunctive ac...
Thursday, January 5, 2012

BEVERLY HILLS FINANCIAL FIRM AND FOUNDER PLEAD GUILTY TO BID-RIGGING IN MUNI BOND MARKET

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The following excerpt is from the Department of Justice website: "WASHINGTON – A Beverly Hills, Calif.,-based financial product...
Tuesday, August 23, 2011

IS THE SEC STRENGTHENING PROTECTIONS FOR MUNI BOND PURCHASERS?:

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The following is an excerpt from the SEC website: "What is the SEC doing to strengthen protections for municipal bond in...
Thursday, May 5, 2011

UBS AGREES TO PAY $160 MILLION IN MUNICIPAL BOND FRAUD CASE

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The following is an excerpt from the Department of Justice web site: "WASHINGTON — UBS AG has entered into an agreement with the Dep...
Wednesday, May 4, 2011

SEC CHARGES UBS FINANCIAL SERVICES INC. WITH FRAUD

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Whenever there are large sums of money involved financial companies will seem to always find a way to rig financial markets to the detriment...
Sunday, August 29, 2010

SEC CHARGES THE STATE OF NEW JERSEY WITH FRAUD

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The following case involves the State of New Jersey selling municipal bonds that were in financial jeopardy of never paying off at the time ...