WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label MUNICIPAL BOND TRADES. Show all posts
Showing posts with label MUNICIPAL BOND TRADES. Show all posts
Friday, August 14, 2015

SEC ANNOUNCES EDWARD JONES SETTLES CHARGES REGARDING OVERCHARGING CUSTOMERS IN MUNI BOND SALES

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  08/13/2015 09:05 AM EDT The Securities and Exchange Commission today announced that St....
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