WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label NET LIQUID ASSETS. Show all posts
Showing posts with label NET LIQUID ASSETS. Show all posts
Sunday, September 21, 2014

SEC CHARGES HIGH FREQUENCY TRADING FIRM WITH VIOLATING NET CAPITAL RULE

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FROM:  U.S. SECURITIES AND EXCHANGE COMMISSION  09/17/2014 10:00 AM EDT The Securities and Exchange Commission charged a New York-based...
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