WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label NON-COMPETITIVE TRADES. Show all posts
Showing posts with label NON-COMPETITIVE TRADES. Show all posts
Sunday, April 8, 2012

CFTC CHARGES ROYAL BANK OF CANADA WITH WASH SALE SCHEMING

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FROM CFTC CFTC Charges Royal Bank of Canada with Multi-Hundred Million Dollar Wash Sale Scheme CFTC also charges that bank concealed mater...
Tuesday, September 6, 2011

COURT ORDERS TRADER ON CME TO PAY NEARLY $2.5 MILLION IN PENALTIES AND RESTITUTION

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The following excerpt is from the CFTC website: “Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) annou...
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