WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label OBAMA ADMINISTRATION. Show all posts
Showing posts with label OBAMA ADMINISTRATION. Show all posts
Sunday, December 12, 2010

SEC PROPOSES CRACKDOWN ON NAKED ACCESS TO EXCHANGES

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The following information was recently released on the SEC government web site. It is in regards to brokers allowing certain customers dire...
Monday, July 26, 2010

THE SEC STOPS FRAUD IN BEVERLY HILLS

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The following article was released by the SEC on January 11, 2010. It is in regards to a fraud scheme in Beverly Hills which targeted the I...
Sunday, February 28, 2010

CALIFORNIA TELECOM CO. CHARGED WITH BRIBERY

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On Dec. 31, 2009, the SEC charged UTStarcom, with corrupton charges. The following was found on the SEC Governmental page. It seems that UT...
Saturday, February 28, 2009

SEC GETS TOUGH ON WALL STREET FRAUDSTERS

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Following is the speech by the new Securities and Exchange Commission Chairman, Mary Schapiro. She wants to get tough on Wall Street. She wi...
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