WALL STREET FRAUDSTERS

This is a look at Wall Street fraudsters via excerpts from various U.S. government web sites such as the SEC, FDIC, DOJ, FBI and CFTC.

Showing posts with label PAY TO PLAY. Show all posts

Showing posts with label PAY TO PLAY. Show all posts

Monday, June 16, 2014

FINAL "PAY TO PLAY" RETIREMENT FUND DEFENDANT CHARGED BY SEC

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Final Defendant Settles SEC Fraud Charges in "Pay to Play" Case Involving New Yor...

Wednesday, March 19, 2014

NEW YORK STATE COMMON RETIREMENT FUND "PAY TO PLAY" DEFENDANTS SETTLE FRAUD CHARGES

FROM: SECURITIES AND EXCHANGE COMMISSION Seven Defendants Settle SEC Fraud Charges in "Pay to Play" Case Involving New York Sta...

Thursday, September 6, 2012

MUNICIPAL SECURITIES PROFESSIONALS AND CAMPAIGN CONTRIBUTIONS

FROM: U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C., Aug. 31, 2012 – The Securities and Exchange Commission today issued...

Sunday, November 21, 2010

NEW SEC RULES TARGET POLITICAL PAYOFFS

Mary Shapirro and the SEC has made perhaps the boldest move yet in trying to impliment reforms to get some of the corruption out of our gove...

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